UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
SPX Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 1-6948 | 38-1016240 |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |
| 6325 Ardrey Kell Road, Suite 400, Charlotte, North Carolina | 28277 |
| (Address of principal executive offices) | (Zip Code) |
John W. Nurkin (980) 474-3804
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
SPX Corporation (“SPX” or the “Company”) is filing this Form SD pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2021 to December 31, 2021 (the “Reporting Period”).
Under Securities and Exchange Commission (“SEC”) regulations, if any “conflict minerals” (as defined below) are necessary to the functionality or production of a product manufactured by the Company or contracted by the Company to be manufactured, the Company must conduct in good faith a reasonable country of origin inquiry (“RCOI”) regarding those “conflict minerals” that is reasonably designed to determine whether any of the “conflict minerals” originated in the Covered Countries (as defined below) or are from recycled or scrap sources. Form SD defines “conflict minerals” as (i) columbite-tantalite (coltan), cassiterite, gold, wolframite, and their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an “adjoining country,” as such term is defined in Form SD, which we collectively refer to as the “Covered Countries”.
The Company’s operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products. As required by SEC’s conflict minerals rule, the Company has conducted a good faith RCOI regarding conflict minerals included in the Company’s products during the Reporting Period to determine whether any such conflict minerals originated in the Covered Countries and/or whether any of the conflict minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence within the meaning of the SEC’s conflict minerals rule. The results of SPX’s RCOI, as well as the Company’s additional due diligence regarding the sources of conflict minerals, are contained in the Company’s Conflict Minerals Report, filed herewith as Exhibit 1.01, and publically available on the Company’s website at www.spx.com. The content on, or accessible through, our website or any website referred to in this Form SD is not, and shall not be deemed to be, part of this Form SD or incorporated into this or any other filings SPX makes with the SEC unless expressly noted.
Item 1.02 Exhibit
As specified in Section 2 of Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this Form SD.
| Exhibit Number | Description | |
| 1.01 | SPX Corporation Conflict Minerals Report for reporting period January 1, 2021 to December 31, 2021 |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
SPX
CORPORATION
(Registrant)
| By: | /s/ John W. Nurkin | Date: May 27, 2022 |
| John W. Nurkin | ||
| Vice President, General Counsel and Secretary |
| 3 |
Exhibit 1.01
SPX Corporation
Conflict Minerals Report
Reporting Period: January 1, 2021 – December 31, 2021
This Conflict Minerals Report (this “Report”) of SPX Corporation (“SPX,” “Company,” “we,” “us,” or “our”) for the reporting period from January 1, 2021 to December 31, 2021 (the “Reporting Period”) has been prepared pursuant to Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended.
Forward-looking statements contained in this Report are made based on events and circumstances known by us at the time of release and, as such, are inherently subject to unforeseen uncertainties and risks. Statements in this Report which express a belief, expectation, or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company’s business, products, compliance efforts, and expected actions identified in this Report. These forward-looking statements are subject to various risks, uncertainties, and assumptions, including, among other matters, our customers’ requirements to use certain suppliers, our suppliers’ responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our conflict minerals program, changes to the sourcing status of smelters and refiners in our supply chain, and our ability to identify and mitigate related risks in our supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see our Annual Report on Form 10-K for the year ended December 31, 2021 and subsequent Forms 10-Q filed with the Securities and Exchange Commission (“SEC”). The Company makes these statements as of the date of this disclosure, and undertakes no obligation to update them unless otherwise required by law.
Under SEC regulations, if any “conflict minerals” (as defined below) are necessary to the functionality or production of a product manufactured by the Company or contracted by the Company to be manufactured, the Company must conduct in good faith a reasonable country of origin inquiry (“RCOI”) regarding those “conflict minerals” that is reasonably designed to determine whether any of the “conflict minerals” originated in the Covered Countries (as defined below) or are from recycled or scrap sources. Form SD defines “conflict minerals” as (i) columbite-tantalite (coltan), cassiterite, gold, wolframite, and their derivatives, which are currently limited to tantalum, tin, and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an “adjoining country,” as such term is defined in Form SD, (collectively, the “Covered Countries”).
The Company’s operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products. As required by SEC’s conflict minerals rule, the Company has conducted a good faith RCOI regarding conflict minerals included in the Company’s products during the Reporting Period to determine whether any such conflict minerals originated in the Covered Countries and/or whether any of the conflict minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence within the meaning of the SEC’s conflict minerals rule. The results of SPX’s RCOI, as well as the Company’s additional due diligence regarding the sources of conflict minerals, are contained in this Report.
This Report is publically available on our website at www.spx.com. The content on, or accessible through, our website or any website referred to in this Report is not, and shall not be deemed to be, part of this Report or incorporated into this or any other filings SPX makes with the SEC unless expressly noted.
Company Overview and Product Description
SPX Corporation is a supplier of highly engineered products and technologies, holding leadership positions in the HVAC and detection and measurement markets. Based in Charlotte, North Carolina, SPX Corporation had more than $1.2 billion in revenue in the year ended December 31, 2021 and approximately 3,100 employees in 15 countries.
| 1 |
The Company’s operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products (collectively, the “products”). Certain of the products contain materials or components that use metallic forms of tin, tantalum, tungsten, and/or gold (“subject minerals”). For the Reporting Period, the Company reasonably determined that the following product groups contain subject minerals:
| · | Dry cooling systems; |
| · | Evaporative and hybrid cooling systems; |
| · | Rotating and stationary heat exchangers; pollution control systems; |
| · | Boilers and water heaters; |
| · | Heating and ventilation products; |
| · | Industrial refrigeration products; |
| · | Spectrum monitoring and signal monitoring systems; |
| · | Obstruction lighting; |
| · | Fare collection systems; |
| · | Portable cable and pipe locators; and |
| · | Pipeline inspection and rehabilitation equipment. |
| · | Ground penetrating radar products and robotics used in underground utilities |
The due diligence efforts noted below were undertaken on the products manufactured by us in the Reporting Period.
Reasonable Country of Origin Inquiry
SPX conducted a good faith RCOI regarding the potential inclusion of conflict minerals in the products during the Reporting Period. There is significant overlap between the Company’s RCOI efforts and the due diligence measures performed. Although some of our products contain subject minerals, we typically do not purchase raw materials directly from mines, smelters, or refiners and we are many steps removed in the supply chain from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Accordingly, we rely on direct suppliers in the supply chain between us and the original sources of raw materials to provide information regarding the origin of any conflict minerals that may be included in the products.
We have taken steps to identify the applicable smelters and refiners of such subject minerals metals in our supply chain. However, as a downstream purchaser of components and materials that contain subject minerals, our RCOI and due diligence measures can provide only reasonable - not absolute - assurance regarding the source and chain of custody of the conflict minerals. The Company’s RCOI and due diligence processes are based on the necessity of seeking data from direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the subject minerals contained in components and materials supplied to us. Another complicating factor is the unavailability of country of origin and chain of custody information from direct suppliers on a continuous, real-time basis. The Company’s available sources of information may yield inaccurate or incomplete information and may be subject to fraud. The Company engaged Source Intelligence, a third-party consultant with expertise in supplier engagement, to assist the Company in its RCOI.
The Company began its RCOI by identifying product families and commodities that may contain subject minerals. Using information derived from the Company’s procurement systems, supplemented by information supplied by personnel in the Company’s business units supply chain, SPX identified direct suppliers of components and materials that may contain subject minerals.
| 2 |
Direct suppliers were provided information by the Company describing its Conflict Minerals Compliance Program (the “CMCP”) requirements and identifying Source Intelligence as the Company’s third-party consultant assisting in the process. The third-party consultant sent direct suppliers additional information with respect to the CMCP, including an educational tool to facilitate a deeper understanding of the program and why information was being requested. We requested that each of these identified direct suppliers complete a survey utilizing the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (“CMRT”). Suppliers were offered two options to submit the required information, either by uploading the CMRT in Microsoft Excel format or by completing an online survey version of this template directly in the third-party consultant’s platform. This survey, among other things, solicited information regarding the location and identity of smelters and refiners. Suppliers that did not promptly complete a survey were contacted in accordance with an escalating protocol by our third-party consultant and, if still not responding, by us in efforts to get all direct suppliers to complete the survey.
Suppliers were asked to provide information regarding the sourcing of their materials with the ultimate goal of identifying the smelters or refiners of the conflict minerals and associated mine countries of origin. Suppliers who had already performed a RCOI through the use of the CMRT were asked to upload this document into the third-party consultant’s platform or to provide this information in the online survey version. Where a supplier was unable to provide a CMRT, the third-party consultant requested information on its suppliers of products or components which may require conflict minerals for their production or functionality. These Tier 2 suppliers, and subsequent tiers of suppliers as needed, were then engaged following the contact procedures explained above. When contact information was provided, Tier 2 and beyond suppliers were contacted via email in order to build a chain-of-custody back to the smelter or refiner. Suppliers were given the ability to share information at a level with which they were most comfortable, i.e. company, product or user-defined, but the declaration scope was required to be specified.
Supplier responses were evaluated for plausibility, consistency, and gaps. If any of the following “quality control” flags were raised, suppliers were contacted and requested to provide clarification:
| • | One or more smelter or refiners (“SORs”) were listed for an unused metal; |
| • | SOR information was not provided for a used metal, or SOR information provided was not a verified metal processor; |
| • | Supplier answered “yes” to sourcing from the Democratic Republic of the Congo or adjoining countries, but none of the SORs listed are known to source from the region; |
| • | Supplier indicated that they have not received conflict minerals data for each metal from all relevant suppliers; |
| • | Supplier indicated they have not identified all of the SORs used for the products included in the declaration scope; |
| • | Supplier indicated they have not provided all applicable SOR information received; and |
| • | Supplier indicated 100% of the conflict minerals for products covered by the declaration originates from scrap/recycled sources, but one or more SORs listed are not known to be exclusive recyclers. |
Using the information collected from the surveys completed by these direct suppliers, we determined the products that contained one or more of the subject minerals. Upon conclusion of the RCOI, the origin of these subject minerals could not be definitively determined. As such, we proceeded to exercise due diligence.
Due Diligence Framework and Measures
We designed our due diligence framework to materially conform to applicable portions of the OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en] (“OECD Guidelines”).
In accordance with applicable portions of the OECD Guidance for downstream companies such as the Company, the due diligence measures we performed include, but are not limited to, the following:
| · | Reporting to senior management regarding the structure of our conflict minerals program. |
| · | Reporting to senior management on direct suppliers’ responses to our conflict minerals information requests. |
| · | Communicating our policy on conflict minerals to direct suppliers. |
| 3 |
| · | Communicating the commitments and requirements expected of our direct suppliers, supported by, when appropriate, email and phone dialogues. |
| · | Comparing smelters and refiners identified by our direct suppliers to the lists of validated conflict free and verified facilities and conducting independent research. |
| · | Including contractual terms and conditions regarding procurement practices that encourage our direct suppliers to purchase raw materials from smelters / refiners which have achieved a compliant designation by the Responsible Minerals Assurance Process (“RMAP”) of the Responsible Minerals Initiative (the “RMI”) or have an audit program with which RMI has mutual recognition. |
| · | Consideration of developing a risk mitigation plan that allows for continued trade with a supplier as appropriate through the supplier’s risk mitigation efforts and evaluating the business relationship with suppliers that do not address the risks. |
Due Diligence Results
We utilized the CMRT to solicit our relevant direct suppliers to gather detailed information regarding the existence of subject minerals in materials or components sold to us, as well as the origin and chain of custody of the subject minerals. We compared the list of SORs identified to us by suppliers with those included in lists of validated conflict free and verified facilities: the RMAP, the London Bullion Market Association Good Delivery Program and the Responsible Jewellery Council Chain-of-Custody Certification. If the SOR is not certified by these internationally-recognized schemes, the thitd-party consultant attempted to contact the SOR to gain more information about their sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the SORs takes to track the chain-of-custody on the source of its mineral ores. Relevant information includes: whether the SOR has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Internet research was also performed to determine whether there are any outside sources of information regarding the SOR’s sourcing practices.
To date information received from direct suppliers was inconclusive in indicating that subject minerals in our supply chain directly or indirectly financed or benefitted armed groups in the Covered Countries; even so, based on the information provided by these suppliers and our own due diligence efforts for the Reporting Period, we do not have sufficient information to conclusively determine the countries of origin or chain of custody of subject minerals in the products. Some suppliers disclosed to us that scrap/recycled sources of subject minerals were identified in their supply chains and did not require due diligence.
Based on the information provided by these suppliers and information available from RMI and the other sources identified above, SPX believes the smelters and refiners and the countries of origin of subject minerals processed by these smelters and refiners that may have been used to produce subject minerals used in the products include those listed on Annexes A and B.
In addition, based on our due diligence certain potential smelters/refiners listed by our direct suppliers were omitted from this Report because the verification status for the smelter/refiner was inconclusive for a variety of reasons. These reasons include, without limitation, that a direct supplier listed the smelter/refiner for processing a metal the smelter/refiner it is not known to process; that RMI determined the smelter/refiner no longer meets the definition of a smelter or refiner; that RMI determined the company listed as a smelter/refiner does not smelt or refine, or exclusively recycles subject minerals; that RMI has retired the parent or group level smelter/refiner; that RMI determined the smelter/refiner does not meets the definition of a smelter/refiner; or otherwise our due diligence was inconclusive with regard to the entity.
| 4 |
Additional Due Diligence and Risk Mitigation
SPX intends to continue to evaluate its due diligence program, and, in particular, intends to periodically review the criteria used to select suppliers for solicitation. We expect to continue to engage with our direct suppliers so that they more closely comply with SPX’s conflict minerals policy and are able to track the sourcing of conflict minerals with greater precision. To that end, the Company expects to continue outreach efforts among the direct supplier base, particularly with respect to direct suppliers that have not previously conducted business with the Company and with respect to direct suppliers that are unable to provide greater transparency as to their own sourcing practices.
Independent Audit Report
Consistent with Rule 13p-1 and the SEC’s April 29, 2014 statement* relating to Rule 13p-1, this Report is not required to be accompanied by an independent private sector audit.
* Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule, Keith F. Higgins, Director, SEC Division of Corporation Finance, April 29, 2014.
| 5 |
Annexes
The information in the below tables, Annexes A and B, have been gathered and transmitted through multiple levels of our supply chain, and there is a risk that it is not accurate or current. In most cases, direct suppliers provided smelter and/or refiner information and therefore any country of origin data related to such smelter and/or refiner for their entire supply chain without identifying which smelters and/or refiners may have contributed conflict minerals to components and materials actually supplied to us. Accordingly, we cannot verify that any of the smelters and/or refiners or country of origin data shown in these tables actually were part of our supply chain. The presence of a smelter or refiner in this table does not necessarily mean that conflict minerals processed at that smelter or refiner were used in any components and materials supplied to us or in any SPX Corporation products.
| 6 |
Annex A
Below is a list of the smelters/refiners collected as a result of our due diligence activities:
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Gold | 8853 S.p.A. | RMAP | ||
| Gold | Abington Reldan Metals, LLC | Not certified | ||
| Gold | Advanced Chemical Company | RMAP | ||
| Gold | African Gold Refinery | Not certified | ||
| Gold | Aida Chemical Industries Co., Ltd. | RMAP | ||
| Gold | Al Etihad Gold Refinery DMCC | RMAP | ||
| Gold | Alexy Metals | RMAP-Active | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | LBMA, RJC, RMAP | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | LBMA, RMAP | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | LBMA, RMAP | ||
| Gold | Argor-Heraeus S.A. | LBMA, RMAP | ||
| Gold | Asahi Pretec Corp. | LBMA, RMAP | ||
| Gold | Asahi Refining Canada Ltd. | LBMA, RMAP | ||
| Gold | Asahi Refining USA Inc. | LBMA, RMAP | ||
| Gold | Asaka Riken Co., Ltd. | RMAP | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Not certified | ||
| Gold | AU Traders and Refiners | Not certified | ||
| Gold | Augmont Enterprises Private Limited | RMAP-Active | ||
| Gold | Aurubis AG | LBMA, RMAP | ||
| Gold | Bangalore Refinery | RMAP | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | LBMA, RMAP | ||
| Gold | Boliden AB | LBMA, RMAP | ||
| Gold | C. Hafner GmbH + Co. KG | LBMA, RJC, RMAP | ||
| Gold | C.I Metales Procesados Industriales SAS | RMAP-Active | ||
| Gold | Caridad | Not certified | ||
| Gold | CCR Refinery - Glencore Canada Corporation | LBMA, RMAP | ||
| Gold | Cendres + Metaux S.A. | RMAP | ||
| Gold | CGR Metalloys Pvt Ltd. | Not certified | ||
| Gold | Chimet S.p.A. | LBMA, RMAP | ||
| Gold | Chugai Mining | RMAP | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | LBMA | ||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Not certified | ||
| Gold | Dijllah Gold Refinery FZC | Not certified | ||
| Gold | DODUCO Contacts and Refining GmbH | RMAP | ||
| Gold | Dowa | RMAP |
| A-1 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Gold | DSC (Do Sung Corporation) | RMAP | ||
| Gold | Eco-System Recycling Co., Ltd. East Plant | RMAP | ||
| Gold | Eco-System Recycling Co., Ltd. North Plant | RMAP | ||
| Gold | Eco-System Recycling Co., Ltd. West Plant | RMAP | ||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | Not Certified | ||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | Not Certified | ||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | Not Certified | ||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | Not Certified | ||
| Gold | Emirates Gold DMCC | RMAP | ||
| Gold | Fidelity Printers and Refiners Ltd. | Not certified | ||
| Gold | Fujairah Gold FZC | Not certified | ||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | RMAP-Active | ||
| Gold | Geib Refining Corporation | RMAP | ||
| Gold | Gold Coast Refinery | Not certified | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | LBMA, RMAP | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | LBMA | ||
| Gold | Guangdong Jinding Gold Limited | Not certified | ||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Not certified | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | Not certified | ||
| Gold | Heimerle + Meule GmbH | LBMA, RMAP | ||
| Gold | Heraeus Metals Hong Kong Ltd. | LBMA, RJC, RMAP | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | RMAP | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | Not certified | ||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | Not certified | ||
| Gold | HwaSeong CJ CO., LTD. | Not certified | ||
| Gold | Industrial Refining Company | Not certified | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | LBMA, RMAP | ||
| Gold | International Precious Metal Refiners | Not certified | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | LBMA, RMAP | ||
| Gold | Istanbul Gold Refinery | LBMA, RMAP | ||
| Gold | Italpreziosi | RJC, RMAP | ||
| Gold | JALAN & Company | Not certified | ||
| Gold | Japan Mint | LBMA, RMAP | ||
| Gold | Jiangxi Copper Co., Ltd. | LBMA, RMAP | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Not certified | ||
| Gold | JSC Uralelectromed | Not certified | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | LBMA, RMAP | ||
| Gold | K.A. Rasmussen | Not certified | ||
| Gold | Kaloti Precious Metals | Not certified |
| A-2 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Gold | Kazakhmys Smelting LLC | Not certified | ||
| Gold | Kazzinc | LBMA, RMAP | ||
| Gold | Kennecott Utah Copper LLC | LBMA, RMAP | ||
| Gold | KGHM Polska Miedz Spolka Akcyjna | RMAP | ||
| Gold | Kojima Chemicals Co., Ltd. | RMAP | ||
| Gold | Korea Zinc Co., Ltd. | RMAP | ||
| Gold | Kundan Care Products Ltd. | Not certified | ||
| Gold | Kyrgyzaltyn JSC | Not certified | ||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Not certified | ||
| Gold | L'azurde Company For Jewelry | Not certified | ||
| Gold | Lingbao Gold Co., Ltd. | Not certified | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Not certified | ||
| Gold | L'Orfebre S.A. | RMAP | ||
| Gold | LS-NIKKO Copper Inc. | LBMA, RMAP | ||
| Gold | LT Metal Ltd. | RMAP | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Not certified | ||
| Gold | Marsam Metals | RMAP | ||
| Gold | Materion | RMAP | ||
| Gold | Matsuda Sangyo Co., Ltd. | LBMA, RMAP | ||
| Gold | MD Overseas | Not certified | ||
| Gold | Metal Concentrators SA (Pty) Ltd. | RMAP | ||
| Gold | Metallix Refining Inc. | Not certified | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | LBMA, RJC, RMAP | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | LBMA, RJC, RMAP | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | RJC, RMAP | ||
| Gold | Metalor Technologies S.A. | LBMA, RJC, RMAP | ||
| Gold | Metalor USA Refining Corporation | LBMA, RJC, RMAP | ||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | LBMA, RMAP | ||
| Gold | Mitsubishi Materials Corporation | LBMA, RMAP | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | LBMA, RMAP | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | LBMA, RMAP | ||
| Gold | Modeltech Sdn Bhd | Not certified | ||
| Gold | Morris and Watson | Not certified | ||
| Gold | Moscow Special Alloys Processing Plant | Not certified | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | LBMA, RMAP | ||
| Gold | Navoi Mining and Metallurgical Combinat | RMAP | ||
| Gold | NH Recytech Company | RMAP | ||
| Gold | Nihon Material Co., Ltd. | LBMA, RMAP | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | RJC, RMAP |
| A-3 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | RMAP | ||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Not certified | ||
| Gold | OJSC Novosibirsk Refinery | Not certified | ||
| Gold | PAMP S.A. | LBMA, RMAP | ||
| Gold | Pease & Curren | Not certified | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | Not certified | ||
| Gold | Planta Recuperadora de Metales SpA | RMAP | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | Not certified | ||
| Gold | PT Aneka Tambang (Persero) Tbk | LBMA, RMAP | ||
| Gold | PX Precinox S.A. | LBMA, RMAP | ||
| Gold | QG Refining, LLC | Not certified | ||
| Gold | Rand Refinery (Pty) Ltd. | LBMA, RMAP | ||
| Gold | Refinery of Seemine Gold Co., Ltd. | Not certified | ||
| Gold | REMONDIS PMR B.V. | RMAP | ||
| Gold | Royal Canadian Mint | LBMA, RMAP | ||
| Gold | SAAMP | RJC, RMAP | ||
| Gold | Sabin Metal Corp. | Not certified | ||
| Gold | Safimet S.p.A | RMAP | ||
| Gold | SAFINA A.S. | RMAP | ||
| Gold | Sai Refinery | Not certified | ||
| Gold | Samduck Precious Metals | RMAP | ||
| Gold | SAMWON METALS Corp. | Not certified | ||
| Gold | Sancus ZFA (L’Orfebre, SA) | RMAP-Active | ||
| Gold | SAXONIA Edelmetalle GmbH | RMAP-Active | ||
| Gold | Sellem Industries Ltd. | Not certified | ||
| Gold | SEMPSA Joyeria Plateria S.A. | LBMA, RMAP | ||
| Gold | Shandong Gold Smelting Co., Ltd. | LBMA, RMAP | ||
| Gold | Shandong Humon Smelting Co., Ltd. | Not certified | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Not certified | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | LBMA, RMAP | ||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | Not certified | ||
| Gold | Shirpur Gold Refinery Ltd. | Not certified | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | LBMA, RMAP | ||
| Gold | Singway Technology Co., Ltd. | RMAP | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Not certified | ||
| Gold | Solar Applied Materials Technology Corp. | LBMA, RMAP | ||
| Gold | Sovereign Metals | Not certified | ||
| Gold | State Research Institute Center for Physical Sciences and Technology | Not certified | ||
| Gold | Sudan Gold Refinery | Not certified |
| A-4 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | LBMA, RMAP | ||
| Gold | SungEel HiMetal Co., Ltd. | RMAP | ||
| Gold | Super Dragon Technology Co., Ltd. | Not certified | ||
| Gold | T.C.A S.p.A | LBMA, RMAP | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | LBMA, RMAP | ||
| Gold | Tokuriki Honten Co., Ltd. | LBMA, RMAP | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | Not certified | ||
| Gold | TOO Tau-Ken-Altyn | RMAP | ||
| Gold | Torecom | RMAP | ||
| Gold | Umicore Precious Metals Thailand | RJC, RMAP | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | LBMA, RMAP | ||
| Gold | United Precious Metal Refining, Inc. | RMAP | ||
| Gold | Valcambi S.A. | LBMA, RJC, RMAP | ||
| Gold | Value Trading | Not certified | ||
| Gold | WEEEREFINING | RMAP-Active | ||
| Gold | Western Australian Mint (T/a The Perth Mint) | LBMA, RMAP | ||
| Gold | WIELAND Edelmetalle GmbH | RMAP | ||
| Gold | Yamakin Co., Ltd. | RMAP | ||
| Gold | Yokohama Metal Co., Ltd. | RMAP | ||
| Gold | Yunnan Copper Industry Co., Ltd. | Not certified | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | LBMA, RMAP | ||
| Tantalum | AMG Brasil | RMAP | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | RMAP | ||
| Tantalum | D Block Metals, LLC | RMAP | ||
| Tantalum | Exotech Inc. | RMAP-Active | ||
| Tantalum | F&X Electro-Materials Ltd. | RMAP | ||
| Tantalum | FIR Metals & Resource Ltd. | RMAP | ||
| Tantalum | Global Advanced Metals Aizu | RMAP | ||
| Tantalum | Global Advanced Metals Boyertown | RMAP | ||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | RMAP | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | RMAP | ||
| Tantalum | H.C. Starck Inc. | RMAP | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | RMAP | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | RMAP | ||
| Tantalum | Jiangxi Tuohong New Raw Material | RMAP | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | RMAP | ||
| Tantalum | Jiujiang Tanbre Co., Ltd. | RMAP | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | RMAP | ||
| Tantalum | KEMET de Mexico | RMAP | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | RMAP | ||
| Tantalum | Mineracao Taboca S.A. | RMAP |
| A-5 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | RMAP | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | RMAP | ||
| Tantalum | NPM Silmet AS | RMAP | ||
| Tantalum | QuantumClean | RMAP | ||
| Tantalum | Resind Industria e Comercio Ltda. | RMAP | ||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | RMAP | ||
| Tantalum | Solikamsk Magnesium Works OAO | RMAP | ||
| Tantalum | Taki Chemical Co., Ltd. | RMAP | ||
| Tantalum | TANIOBIS Co., Ltd. | RMAP | ||
| Tantalum | TANIOBIS GmbH | RMAP | ||
| Tantalum | TANIOBIS Japan Co., Ltd. | RMAP | ||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | RMAP | ||
| Tantalum | Telex Metals | RMAP | ||
| Tantalum | Ulba Metallurgical Plant JSC | RMAP | ||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | RMAP | ||
| Tantalum | XinXing Haorong Electronic Material Co., Ltd. | RMAP | ||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | RMAP | ||
| Tin | Alpha | RMAP | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | Not certified | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | RMAP | ||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | RMAP | ||
| Tin | China Tin Group Co., Ltd. | RMAP | ||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | RMAP-Active | ||
| Tin | CRM Synergies | RMAP | ||
| Tin | CV Venus Inti Perkasa | RMAP-Active | ||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | Not certified | ||
| Tin | Dowa | RMAP | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Not certified | ||
| Tin | EM Vinto | RMAP | ||
| Tin | Estanho de Rondonia S.A. | RMAP | ||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | RMAP | ||
| Tin | Fenix Metals | RMAP | ||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | Not certified | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | Not certified | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | RMAP | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | RMAP | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | RMAP | ||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | RMAP | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | RMAP | ||
| Tin | Jiangxi New Nanshan Technology Ltd. | RMAP |
| A-6 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Tin | Luna Smelter, Ltd. | RMAP | ||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | RMAP | ||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | RMAP | ||
| Tin | Malaysia Smelting Corporation (MSC) | RMAP | ||
| Tin | Melt Metais e Ligas S.A. | RMAP-Active | ||
| Tin | Metallic Resources, Inc. | RMAP | ||
| Tin | Metallo Belgium N.V. | RMAP | ||
| Tin | Metallo Spain S.L.U. | RMAP | ||
| Tin | Mineracao Taboca S.A. | RMAP | ||
| Tin | Minsur | RMAP | ||
| Tin | Mitsubishi Materials Corporation | RMAP | ||
| Tin | Modeltech Sdn Bhd | Not certified | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Not certified | ||
| Tin | Novosibirsk Processing Plant Ltd. | RMAP | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | RMAP | ||
| Tin | O.M. Manufacturing Philippines, Inc. | RMAP | ||
| Tin | Operaciones Metalurgicas S.A. | RMAP | ||
| Tin | Pongpipat Company Limited | Not certified | ||
| Tin | Precious Minerals and Smelting Limited | Not certified | ||
| Tin | PT Aries Kencana Sejahtera | Not certified | ||
| Tin | PT Artha Cipta Langgeng | RMAP | ||
| Tin | PT ATD Makmur Mandiri Jaya | RMAP | ||
| Tin | PT Babel Inti Perkasa | RMAP | ||
| Tin | PT Babel Surya Alam Lestari | RMAP | ||
| Tin | PT Bangka Serumpun | RMAP | ||
| Tin | PT Belitung Industri Sejahtera | Not certified | ||
| Tin | PT Bukit Timah | RMAP | ||
| Tin | PT Cipta Persada Mulia | RMAP | ||
| Tin | PT Masbro Alam Stania | RMAP-Active | ||
| Tin | PT Menara Cipta Mulia | RMAP | ||
| Tin | PT Mitra Stania Prima | RMAP | ||
| Tin | PT Mitra Sukses Globalindo | RMAP-Active | ||
| Tin | PT Panca Mega Persada | Not certified | ||
| Tin | PT Prima Timah Utama | RMAP | ||
| Tin | PT Rajawali Rimba Perkasa | RMAP | ||
| Tin | PT Refined Bangka Tin | RMAP | ||
| Tin | PT Sariwiguna Binasentosa | RMAP | ||
| Tin | PT Stanindo Inti Perkasa | RMAP | ||
| Tin | PT Sukses Inti Makmur | RMAP-Active | ||
| Tin | PT Timah Nusantara | RMAP-Active | ||
| Tin | PT Timah Tbk Kundur | RMAP |
| A-7 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Tin | PT Timah Tbk Mentok | RMAP | ||
| Tin | PT Tinindo Inter Nusa | RMAP | ||
| Tin | PT Tirus Putra Mandiri | Not certified | ||
| Tin | PT Tommy Utama | Not certified | ||
| Tin | Resind Industria e Comercio Ltda. | RMAP | ||
| Tin | Rui Da Hung | RMAP | ||
| Tin | Soft Metais Ltda. | RMAP | ||
| Tin | Super Ligas | RMAP-Active | ||
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | RMAP | ||
| Tin | Thaisarco | RMAP | ||
| Tin | Tin Technology & Refining | RMAP | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Not certified | ||
| Tin | VQB Mineral and Trading Group JSC | Not certified | ||
| Tin | White Solder Metalurgia e Mineracao Ltda. | RMAP | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | RMAP | ||
| Tin | Yunnan Tin Company Limited | RMAP | ||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | Not certified | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | RMAP | ||
| Tungsten | ACL Metais Eireli | RMAP | ||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | RMAP-Active | ||
| Tungsten | Artek LLC | Not certified | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | RMAP | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | RMAP | ||
| Tungsten | China Molybdenum Co., Ltd. | RMAP | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | RMAP | ||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | Not certified | ||
| Tungsten | Cronimet Brasil Ltda | RMAP | ||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | RMAP | ||
| Tungsten | Fujian Xinlu Tungsten . | RMAP | ||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | RMAP | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | RMAP | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | RMAP | ||
| Tungsten | Global Tungsten & Powders Corp. | RMAP | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | RMAP | ||
| Tungsten | H.C. Starck Tungsten GmbH | RMAP | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | RMAP | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | RMAP | ||
| Tungsten | Hydrometallurg, JSC | RMAP | ||
| Tungsten | Japan New Metals Co., Ltd. | RMAP | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | RMAP |
| A-8 |
|
Subject |
Name of Smelter/Refiner† |
Status* | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | Not certified | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | RMAP | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | RMAP | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd. | RMAP | ||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RMAP | ||
| Tungsten | Kennametal Fallon | RMAP | ||
| Tungsten | Kennametal Huntsville | RMAP | ||
| Tungsten | KGETS CO., LTD. | RMAP | ||
| Tungsten | Lianyou Metals Co., Ltd. | RMAP | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Masan High-Tech Materials | RMAP | ||
| Tungsten | Moliren Ltd. | RMAP | ||
| Tungsten | Niagara Refining LLC | RMAP | ||
| Tungsten | NPP Tyazhmetprom LLC | RMAP-Active | ||
| Tungsten | OOO “Technolom” 1 | RMAP-Active | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | RMAP | ||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | RMAP | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Unecha Refractory Metals Plant | RMAP | ||
| Tungsten | Wolfram Bergbau und Hutten AG | RMAP | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | RMAP | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | RMAP | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | RMAP |
† Smelter or refiner names as reported by Responsible Minerals Initiative.
* Status defined as follows:
| 1. | Responsible Minerals Assurance Process: Responsible Minerals Initiative |
| · | RMAP: Smelter/refiner has an active certification or is in the process of renewing certification. |
| · | RMAP-Active: Smelter/refiner is actively moving through certification process. |
| 2. | Responsible Gold Certificate: London Bullion Market Association |
| · | LBMA: Smelter/refiner has obtained a Responsible Gold Certification. |
| 3. | Chain of Custody Certificate: Responsible Jewellry Council |
| · | RJC: Smelter/refiner has obtained a Chain-of-Custody Certification. |
| A-9 |
Annex B
Below is a list of the mineral country of origin information collected as a result of our due diligence activities:
|
Gold |
Tantalum |
Tin |
Tungsten | |||
| Argentina | Angola | Angola | Angola | |||
| Armenia | Argentina | Argentina | Argentina | |||
| Australia | Australia | Armenia | Australia | |||
| Austria | Austria | Australia | Austria | |||
| Belgium | Belarus | Austria | Belgium | |||
| Bermuda | Belgium | Belgium | Bolivia | |||
| Bolivia | Belgium | Bolivia | Brazil | |||
| Brazil | Bolivia | Brazil | Burundi | |||
| Burundi | Brazil | Burundi | Cambodia | |||
| Cambodia | Burundi | Cambodia | Canada | |||
| Canada | Cambodia | Canada | Central African Republic | |||
| Chile | Canada | Central African Republic | Chile | |||
| China | Central African Republic | Chile | China | |||
| Colombia | Chile | China | Colombia | |||
| Congo (Brazzaville) | China | Colombia | Congo (Brazzaville) | |||
| Czech Republic | Colombia | Congo (Brazzaville) | Czech Republic | |||
| Djibouti | Congo (Brazzaville) | Czech Republic | Djibouti | |||
| DRC- Congo (Kinshasa) | Czech Republic | Djibouti | DRC- Congo (Kinshasa) | |||
| Ecuador | Djibouti | DRC- Congo (Kinshasa) | Ecuador | |||
| Egypt | DRC- Congo (Kinshasa) | Ecuador | Egypt | |||
| Estonia | Ecuador | Egypt | Estonia | |||
| Ethiopia | Egypt | Estonia | Ethiopia | |||
| Finland | Estonia | Ethiopia | France | |||
| France | Ethiopia | France | Germany | |||
| Germany | France | Germany | Guinea | |||
| Ghana | Germany | Guyana | Guyana | |||
| Guinea | Ghana | Hong Kong | Hungary | |||
| Guyana | Guinea | Hungary | India | |||
| Hong Kong | Guyana | India | Indonesia | |||
| Hungary | Hungary | Indonesia | Ireland | |||
| India | India | Ireland | Israel | |||
| Indonesia | Indonesia | Israel | Ivory Coast | |||
| Ireland | Ireland | Ivory Coast | Japan | |||
| Israel | Israel | Japan | Kazakhstan | |||
| Italy | Italy | Jersey | Korea, Republic of |
| B-1 |
|
Gold |
Tantalum |
Tin |
Tungsten | |||
| Ivory Coast | Ivory Coast | Kazakhstan | Laos | |||
| Japan | Japan | Kenya | Luxembourg | |||
| Jersey | Jersey | Korea, Republic of | Madagascar | |||
| Kazakhstan | Kazakhstan | Kyrgyzstan | Malaysia | |||
| Korea, Republic of | Kenya | Laos | Mexico | |||
| Kyrgyzstan | Korea, Republic of | Luxembourg | Mongolia | |||
| Laos | Kyrgyzstan | Madagascar | Mozambique | |||
| Luxembourg | Laos | Malaysia | Myanmar | |||
| Madagascar | Luxembourg | Mexico | Namibia | |||
| Malaysia | Madagascar | Mongolia | Netherlands | |||
| Mali | Malaysia | Morocco | Niger | |||
| Mexico | Mali | Mozambique | Nigeria | |||
| Mongolia | Mexico | Myanmar | Papua New Guinea | |||
| Mozambique | Mongolia | Namibia | Peru | |||
| Myanmar | Mozambique | Netherlands | Philippines | |||
| Namibia | Myanmar | Niger | Portugal | |||
| Netherlands | Namibia | Nigeria | Recycle/Scrap | |||
| New Zealand | Netherlands | Papua New Guinea | Russian Federation | |||
| Niger | Niger | Peru | Rwanda | |||
| Nigeria | Nigeria | Philippines | Sierra Leone | |||
| Papua New Guinea | Papua New Guinea | Poland | Singapore | |||
| Peru | Peru | Portugal | Slovakia | |||
| Philippines | Philippines | Recycle/Scrap | South Africa | |||
| Philippines | Poland | Russian Federation | South Sudan | |||
| Poland | Portugal | Rwanda | Spain | |||
| Portugal | Recycle/Scrap | Sierra Leone | Suriname | |||
| Recycle/Scrap | Russian Federation | Singapore | Switzerland | |||
| Russian Federation | Rwanda | Slovakia | Taiwan | |||
| Rwanda | Sierra Leone | South Africa | Tanzania | |||
| Saudi Arabia | Singapore | South Sudan | Thailand | |||
| Sierra Leone | Slovakia | Spain | Uganda | |||
| Singapore | South Africa | Suriname | United Kingdom | |||
| Slovakia | South Sudan | Sweden | United States | |||
| South Africa | Spain | Switzerland | Viet Nam | |||
| Spain | Suriname | Taiwan | Zambia | |||
| Suriname | Sweden | Tanzania | Zimbabwe | |||
| Sweden | Switzerland | Thailand | ||||
| Switzerland | Taiwan | Turkey | ||||
| Taiwan | Tanzania | Uganda | ||||
| Tajikistan | Thailand | United Kingdom |
| B-2 |
|
Gold |
Tantalum |
Tin |
Tungsten | |||
| Tanzania | Turkey | United States | ||||
| Thailand | Uganda | Uzbekistan | ||||
| Turkey | United Kingdom | Viet Nam | ||||
| United Arab Emirates | United States | Zambia | ||||
| United Kingdom | Uzbekistan | Zimbabwe | ||||
| United States | Viet Nam | |||||
| United States | Zambia | |||||
| Uzbekistan | Zimbabwe | |||||
| Viet Nam | ||||||
| Zambia | ||||||
| Zimbabwe |
| B-3 |