UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. | Other Events |
The Addendum to Proxy Statement (the “Addendum”) of SPX Corporation (the “Company”) dated April 2, 2020 filed as Exhibit 99.1 hereto corrects, supersedes and replaces the Equity Compensation Plan Information table appearing on page 42 of the Company’s 2020 Notice of Annual Meeting and Stockholders and Proxy Statement filed on April 2, 2020, which table was incorporated by reference into Part III, Item 12 of the Company’s Annual Report on Form 10-K for the year ended December 31, 2019. The Addendum is incorporated by reference.
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit |
Description | |||
99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SPX CORPORATION | ||||||
(Registrant) | ||||||
Date: April 2, 2020 |
By: |
/s/ John W. Nurkin | ||||
John W. Nurkin | ||||||
Vice President, General Counsel and Secretary |
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Exhibit 99.1
13320-A Ballantyne Corporate Place Charlotte, NC 28277 Telephone: (980) 474-3700 Facsimile: (980) 474-3729 |
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April 2, 2020 |
ADDENDUM TO PROXY STATEMENT
Following the printing of our 2020 Notice of Annual Meeting of Stockholders and Proxy Statement, we determined that numbers appearing in the second and fourth columns of the Equity Compensation Plan Information table appearing on page 42 were inadvertently transposed. The corrected table is as follows and replaces and supersedes the table appearing on page 42 of our 2020 Notice of Annual Meeting of Stockholders and Proxy Statement.
Plan Category |
Number of Securities to Be Issued Upon Exercise of Outstanding Options, Warrants, and Rights (a)(1) |
Weighted-Average Exercise Price of Outstanding Options, Warrants, and Rights (b)(2) |
Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in Column (a))(3) |
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Equity Compensation Plans Approved By Stockholders |
2,296,954 | 19.05 | 4,943,874 | |||||||||
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Total |
2,296,954 | 19.05 | 4,943,874 | |||||||||
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(1) | Comprised of 1,691,343 shares issuable upon the exercise of outstanding Options and 605,611 shares issuable pursuant to RSUs and PSUs. |
(2) | Excludes RSUs and PSUs. |
(3) | All these shares were available for issuance under the 2019 Stock Compensation Plan. |