SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| C/O SPX CORPORATION |
| 13320-A BALLANTYNE CORPORATE PLACE |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year)
09/26/2015
|
3. Issuer Name and Ticker or Trading Symbol
SPX CORP
[ SPXC ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| No securities are beneficially owned |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
Stefanie Holland, Attorney In Fact for Tana Leigh Utley |
09/29/2015 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
The undersigned hereby appoints each of John Nurkin, Stefanie Holland, Steve
Ackermann, Grace Gastelum and Jerri Lynn Jackson, signing singly, as
attorney-in-fact to act for the undersigned and in the name of the undersigned
solely to do all or any of the following:
1. To execute and file with the Securities and Exchange Commission all
statements regarding the undersigned's beneficial ownership of
securities of SPX Corporation filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934;
2. To execute all necessary instruments to carry out and perform any of
the powers stated above, and to do any other acts requisite to
carrying out such powers.
None of John Nurkin, Stefanie Holland, Steve Ackermann, Grace Gastelum or Jerri
Lynn Jackson shall incur any liability to the undersigned for acting or
refraining from acting under this power, except for such attorney's own willful
misconduct or gross negligence. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is SPX Corporation assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
Any reproduced copy of this signed original shall be deemed to be an original
counterpart of this Power of Attorney. This Power of Attorney is governed by
Delaware law.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file statements pursuant to Section 16(a)
of the Securities Exchange Act of 1934 with respect to the undersigned's
beneficial ownership of securities of SPX Corporation, unless earlier revoked.
This Power of Attorney shall terminate with respect to the attorney-in-fact upon
receipt by John Nurkin, Stefanie Holland, Steve Ackermann, Grace Gastelum or
Jerri Lynn Jackson, as the case may be, from the undersigned of a written notice
of revocation of this Power of Attorney. The undersigned shall have the right to
revoke this Power of Attorney at any time.
IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney this 3rd
day of September, 2015.
By: /s/ Tana Leigh Utley
------------------------------------
Print Name: Tana Leigh Utley
