SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| C/O SPX CORPORATION |
| 13320 BALLANTYNE CORPORATE PLACE |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
04/03/2015
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3. Issuer Name and Ticker or Trading Symbol
SPX CORP
[ SPW ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
|
VP, Secretary&General Counsel
|
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Common Stock |
13,664
|
D |
|
| Common Stock |
1,628 |
I |
401(k) Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
|
|
Brian Webb, Attorney In Fact for Stephen A. Tsoris |
04/13/2015 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
The undersigned hereby appoints each of Spencer Conard, Brian Webb,
Barbera Allen, and Lydia Myrick, signing singly, as attorney-in-fact
to act for the undersigned and in the name of the undersigned solely
to do all or any of the following:
1. To execute and file with the Securities and Exchange Commission
all statements regarding the undersigned's beneficial ownership of
securities of SPX Corporation filed pursuant to Section 16(a) of
the Securities Exchange Act of 1934;
2. To execute all necessary instruments to carry out and perform
any of the powers stated above, and to do any other acts requisite
to carrying out such powers.
None of Spencer Conard, Brian Webb, Barbera Allen, or Lydia Myrick
shall incur any liability to the undersigned for acting or
refraining from acting under this power, except for such
attorney's own willful misconduct or gross negligence.
The undersigned acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request
of the undersigned, are not assuming, nor is SPX Corporation
assuming, any of the undersigned's responsibilities to comply with
Section 16 of the Securities Exchange Act of 1934.
Any reproduced copy of this signed original shall be deemed to be
An original counterpart of this Power of Attorney.
This Power of Attorney is governed by Delaware law.
This Power of Attorney shall remain in full force and effect until
The undersigned is no longer required to file statements pursuant
To Section 16(a) of the Securities Exchange Act of 1934 with
Respect To the undersigned's beneficial ownership of securities
of SPX Corporation, unless earlier revoked. This Power of Attorney
shall terminate with respect to the attorney-in-fact upon receipt by
Spencer Conard, Brian Webb, Barbera Allen, or Lydia Myrick, as the
case may be, from the undersigned of a written notice of revocation
of this Power of Attorney. The undersigned shall have the right to
revoke this Power of Attorney at any time.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney this 4th day of April, 2015.
By: /s/ Stephen A. Tsoris
Print Name: Stephen A. Tsoris
